Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, HIN LUN LEWIS
Chinese Name of Relevant Individual
李顯麟
HKMA Registration Number
AF7860
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jan 2026 - 12 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jan 2026 - 12 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
12 Jan 2026 - 12 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Feb 2020 - 07 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Feb 2020 - 07 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Sep 2019 - 15 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Sep 2019 - 15 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Mar 2019 - 27 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Mar 2019 - 27 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
22 Mar 2019 - 27 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Nov 2016 - 27 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Nov 2016 - 27 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Oct 2012 - 24 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Oct 2012 - 24 May 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, HIN LUN LEWIS
:
Chinese Name of Relevant Individual
李顯麟
:
HKMA Registration Number
AF7860
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7860
HANG SENG BANK, LIMITED
Type 1: dealing in securities
12 Jan 2026 - 12 Apr 2026
No
AF7860
HANG SENG BANK, LIMITED
Type 4: advising on securities
12 Jan 2026 - 12 Apr 2026
No
AF7860
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
12 Jan 2026 - 12 Apr 2026
No
AF7860
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
19 Feb 2020 - 07 Oct 2025
No
AF7860
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
19 Feb 2020 - 07 Oct 2025
No
AF7860
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Sep 2019 - 15 Dec 2019
No
AF7860
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Sep 2019 - 15 Dec 2019
No
AF7860
HANG SENG BANK, LIMITED
Type 1: dealing in securities
22 Mar 2019 - 27 Jul 2019
No
AF7860
HANG SENG BANK, LIMITED
Type 4: advising on securities
22 Mar 2019 - 27 Jul 2019
No
AF7860
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
22 Mar 2019 - 27 Jul 2019
No
AF7860
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 Nov 2016 - 27 Jan 2019
No
AF7860
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
12 Nov 2016 - 27 Jan 2019
No
AF7860
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Oct 2012 - 24 May 2016
No
AF7860
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Oct 2012 - 24 May 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.