Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
POON, KOON TING
Chinese Name of Relevant Individual
潘冠廷
HKMA Registration Number
AF7870
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Mar 2021 - 03 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
20 Mar 2021 - 03 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Oct 2012 - 27 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
19 Oct 2012 - 27 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Oct 2012 - 30 Apr 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
POON, KOON TING
:
Chinese Name of Relevant Individual
潘冠廷
:
HKMA Registration Number
AF7870
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7870
CREDIT SUISSE AG
Type 1: dealing in securities
20 Mar 2021 - 03 Nov 2023
No
AF7870
CREDIT SUISSE AG
Type 4: advising on securities
20 Mar 2021 - 03 Nov 2023
No
AF7870
HANG SENG BANK, LIMITED
Type 1: dealing in securities
19 Oct 2012 - 27 Sep 2015
No
AF7870
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
19 Oct 2012 - 27 Sep 2015
No
AF7870
HANG SENG BANK, LIMITED
Type 4: advising on securities
19 Oct 2012 - 30 Apr 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.