Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
IP, HO HON
Chinese Name of Relevant Individual
葉昊翰
HKMA Registration Number
AF7875
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
15 Jan 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SALESPERSON
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
15 Jan 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SALESPERSON
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
UBS AG
SFC CE number
AEP554
Business Address
52/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 15 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
Since 15 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Dec 2022 - 14 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
06 Dec 2022 - 14 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Sep 2015 - 18 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Sep 2015 - 18 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Oct 2012 - 31 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
19 Oct 2012 - 31 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Oct 2012 - 31 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Oct 2012 - 31 Jul 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
IP, HO HON
:
Chinese Name of Relevant Individual
葉昊翰
:
HKMA Registration Number
AF7875
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
15 Jan 2024
No
SALESPERSON
UBS AG
Type 4: advising on securities
15 Jan 2024
No
SALESPERSON
Name of Registered Institution
SFC CE number
Business Address
UBS AG
AEP554
52/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7875
UBS AG
Type 1: dealing in securities
Since 15 Jan 2024
No
AF7875
UBS AG
Type 4: advising on securities
Since 15 Jan 2024
No
AF7875
CREDIT SUISSE AG
Type 1: dealing in securities
06 Dec 2022 - 14 Jan 2024
No
AF7875
CREDIT SUISSE AG
Type 4: advising on securities
06 Dec 2022 - 14 Jan 2024
No
AF7875
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
16 Sep 2015 - 18 Nov 2022
No
AF7875
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
16 Sep 2015 - 18 Nov 2022
No
AF7875
CITIBANK, N.A.
Type 1: dealing in securities
19 Oct 2012 - 31 Jul 2015
No
AF7875
CITIBANK, N.A.
Type 4: advising on securities
19 Oct 2012 - 31 Jul 2015
No
AF7875
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
19 Oct 2012 - 31 Jul 2015
No
AF7875
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
19 Oct 2012 - 31 Jul 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.