Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GASCHE, JOEL SIMON
Chinese Name of Relevant Individual
郭祖龍
HKMA Registration Number
AF7888
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
FALCON PRIVATE BANK LTD.
Regulated Activity
Type 9: asset management
Effective Period
15 Feb 2013 - 29 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FALCON PRIVATE BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jan 2013 - 29 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FALCON PRIVATE BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jan 2013 - 29 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FALCON PRIVATE BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Oct 2012 - 15 Jan 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FALCON PRIVATE BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
20 Oct 2012 - 15 Jan 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GASCHE, JOEL SIMON
:
Chinese Name of Relevant Individual
郭祖龍
:
HKMA Registration Number
AF7888
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7888
FALCON PRIVATE BANK LTD.
Type 9: asset management
15 Feb 2013 - 29 Nov 2013
No
AF7888
FALCON PRIVATE BANK LTD.
Type 1: dealing in securities
19 Jan 2013 - 29 Nov 2013
No
AF7888
FALCON PRIVATE BANK LTD.
Type 4: advising on securities
19 Jan 2013 - 29 Nov 2013
No
AF7888
FALCON PRIVATE BANK LTD.
Type 1: dealing in securities
20 Oct 2012 - 15 Jan 2013
No
AF7888
FALCON PRIVATE BANK LTD.
Type 4: advising on securities
20 Oct 2012 - 15 Jan 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.