Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LUI, FAI
Chinese Name of Relevant Individual
呂暉
HKMA Registration Number
AF7934
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Nov 2016 - 23 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Apr 2015 - 25 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
14 Apr 2015 - 25 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 9: asset management
Effective Period
14 Apr 2015 - 25 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Oct 2012 - 02 Apr 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
26 Oct 2012 - 02 Apr 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LUI, FAI
:
Chinese Name of Relevant Individual
呂暉
:
HKMA Registration Number
AF7934
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7934
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
26 Nov 2016 - 23 Jun 2017
No
AF7934
BARCLAYS BANK PLC
Type 1: dealing in securities
14 Apr 2015 - 25 Nov 2016
No
AF7934
BARCLAYS BANK PLC
Type 4: advising on securities
14 Apr 2015 - 25 Nov 2016
No
AF7934
BARCLAYS BANK PLC
Type 9: asset management
14 Apr 2015 - 25 Nov 2016
No
AF7934
BARCLAYS BANK PLC
Type 1: dealing in securities
26 Oct 2012 - 02 Apr 2013
No
AF7934
BARCLAYS BANK PLC
Type 4: advising on securities
26 Oct 2012 - 02 Apr 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.