Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YU, YUEN YEE
Chinese Name of Relevant Individual
余宛宜
HKMA Registration Number
AF7940
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Aug 2015 - 12 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Aug 2015 - 12 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Oct 2012 - 02 Aug 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YU, YUEN YEE
:
Chinese Name of Relevant Individual
余宛宜
:
HKMA Registration Number
AF7940
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7940
DAH SING BANK, LIMITED
Type 1: dealing in securities
13 Aug 2015 - 12 Sep 2020
No
AF7940
DAH SING BANK, LIMITED
Type 4: advising on securities
13 Aug 2015 - 12 Sep 2020
No
AF7940
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
27 Oct 2012 - 02 Aug 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.