Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PHAU, YEE MENG PEARLYN
Chinese Name of Relevant Individual
潘燕明
HKMA Registration Number
AF7961
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
27 Sep 2013 - 07 Mar 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Sep 2013 - 07 Mar 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Sep 2013 - 07 Mar 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
25 Sep 2013 - 26 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Oct 2012 - 05 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Oct 2012 - 05 Sep 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PHAU, YEE MENG PEARLYN
:
Chinese Name of Relevant Individual
潘燕明
:
HKMA Registration Number
AF7961
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7961
DBS BANK (HONG KONG) LIMITED
Type 9: asset management
27 Sep 2013 - 07 Mar 2016
Yes
AF7961
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Sep 2013 - 07 Mar 2016
Yes
AF7961
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Sep 2013 - 07 Mar 2016
Yes
AF7961
DBS BANK (HONG KONG) LIMITED
Type 9: asset management
25 Sep 2013 - 26 Sep 2013
No
AF7961
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
31 Oct 2012 - 05 Sep 2013
No
AF7961
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
31 Oct 2012 - 05 Sep 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.