Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
BARAZZONE, DOMINIQUE MICHEL
Chinese Name of Relevant Individual
HKMA Registration Number
AF7962
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
15 May 2015 - 22 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
15 May 2015 - 22 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Nov 2014 - 13 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
10 Nov 2014 - 13 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Apr 2014 - 16 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
14 Apr 2014 - 16 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Feb 2014 - 19 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
17 Feb 2014 - 19 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Nov 2013 - 22 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
18 Nov 2013 - 22 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jun 2013 - 20 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jun 2013 - 20 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jan 2013 - 31 Jan 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jan 2013 - 31 Jan 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Oct 2012 - 02 Nov 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 16
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
BARAZZONE, DOMINIQUE MICHEL
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF7962
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7962
CITIBANK, N.A.
Type 1: dealing in securities
15 May 2015 - 22 May 2015
No
AF7962
CITIBANK, N.A.
Type 4: advising on securities
15 May 2015 - 22 May 2015
No
AF7962
CITIBANK, N.A.
Type 1: dealing in securities
10 Nov 2014 - 13 Nov 2014
No
AF7962
CITIBANK, N.A.
Type 4: advising on securities
10 Nov 2014 - 13 Nov 2014
No
AF7962
CITIBANK, N.A.
Type 1: dealing in securities
14 Apr 2014 - 16 Apr 2014
No
AF7962
CITIBANK, N.A.
Type 4: advising on securities
14 Apr 2014 - 16 Apr 2014
No
AF7962
CITIBANK, N.A.
Type 1: dealing in securities
17 Feb 2014 - 19 Feb 2014
No
AF7962
CITIBANK, N.A.
Type 4: advising on securities
17 Feb 2014 - 19 Feb 2014
No
AF7962
CITIBANK, N.A.
Type 1: dealing in securities
18 Nov 2013 - 22 Nov 2013
No
AF7962
CITIBANK, N.A.
Type 4: advising on securities
18 Nov 2013 - 22 Nov 2013
No
AF7962
CITIBANK, N.A.
Type 1: dealing in securities
17 Jun 2013 - 20 Jun 2013
No
AF7962
CITIBANK, N.A.
Type 4: advising on securities
17 Jun 2013 - 20 Jun 2013
No
AF7962
CITIBANK, N.A.
Type 1: dealing in securities
28 Jan 2013 - 31 Jan 2013
No
AF7962
CITIBANK, N.A.
Type 4: advising on securities
28 Jan 2013 - 31 Jan 2013
No
AF7962
CITIBANK, N.A.
Type 1: dealing in securities
31 Oct 2012 - 02 Nov 2012
No
AF7962
CITIBANK, N.A.
Type 4: advising on securities
31 Oct 2012 - 02 Nov 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.