Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WANG, KUN
Chinese Name of Relevant Individual
王琨
HKMA Registration Number
AF7980
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Oct 2013 - 29 Apr 2015
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
29 Oct 2013 - 29 Apr 2015
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2012 - 28 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Nov 2012 - 28 Oct 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WANG, KUN
:
Chinese Name of Relevant Individual
王琨
:
HKMA Registration Number
AF7980
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7980
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Type 1: dealing in securities
29 Oct 2013 - 29 Apr 2015
Yes
AF7980
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Type 6: advising on corporate finance
29 Oct 2013 - 29 Apr 2015
Yes
AF7980
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Type 1: dealing in securities
01 Nov 2012 - 28 Oct 2013
No
AF7980
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Type 6: advising on corporate finance
01 Nov 2012 - 28 Oct 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.