Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHONG, WING SHING
Chinese Name of Relevant Individual
莊永成
HKMA Registration Number
AF7998
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
25 Sep 2019
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS DEVELOPMENT - INSURANCE
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
25 Sep 2019
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS DEVELOPMENT - INSURANCE
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
SFC CE number
AAF138
Business Address
61-65, DES VOEUX ROAD CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 25 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 25 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jun 2018 - 15 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jan 2015 - 15 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2012 - 08 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Nov 2012 - 08 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Nov 2012 - 08 Oct 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHONG, WING SHING
:
Chinese Name of Relevant Individual
莊永成
:
HKMA Registration Number
AF7998
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
25 Sep 2019
No
BUSINESS DEVELOPMENT - INSURANCE
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
25 Sep 2019
No
BUSINESS DEVELOPMENT - INSURANCE
Name of Registered Institution
SFC CE number
Business Address
CHINA CITIC BANK INTERNATIONAL LIMITED
AAF138
61-65, DES VOEUX ROAD CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7998
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
Since 25 Sep 2019
No
AF7998
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
Since 25 Sep 2019
No
AF7998
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
12 Jun 2018 - 15 Jul 2018
No
AF7998
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
06 Jan 2015 - 15 Jul 2018
No
AF7998
HANG SENG BANK, LIMITED
Type 1: dealing in securities
01 Nov 2012 - 08 Oct 2013
No
AF7998
HANG SENG BANK, LIMITED
Type 4: advising on securities
01 Nov 2012 - 08 Oct 2013
No
AF7998
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
01 Nov 2012 - 08 Oct 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.