Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAI, WING YAN
Chinese Name of Relevant Individual
戴穎欣
HKMA Registration Number
AF7999
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Mar 2019 - 23 Feb 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Mar 2019 - 23 Feb 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
25 Mar 2019 - 23 Feb 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Oct 2016 - 17 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Oct 2016 - 17 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Nov 2014 - 23 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Nov 2014 - 23 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2012 - 08 Sep 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAI, WING YAN
:
Chinese Name of Relevant Individual
戴穎欣
:
HKMA Registration Number
AF7999
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF7999
HANG SENG BANK, LIMITED
Type 1: dealing in securities
25 Mar 2019 - 23 Feb 2020
No
AF7999
HANG SENG BANK, LIMITED
Type 4: advising on securities
25 Mar 2019 - 23 Feb 2020
No
AF7999
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
25 Mar 2019 - 23 Feb 2020
No
AF7999
DAH SING BANK, LIMITED
Type 1: dealing in securities
08 Oct 2016 - 17 Feb 2019
No
AF7999
DAH SING BANK, LIMITED
Type 4: advising on securities
08 Oct 2016 - 17 Feb 2019
No
AF7999
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Nov 2014 - 23 Mar 2015
No
AF7999
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
26 Nov 2014 - 23 Mar 2015
No
AF7999
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Nov 2012 - 08 Sep 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.