Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MOK, KAI CHEUNG
Chinese Name of Relevant Individual
莫介祥
HKMA Registration Number
AF8001
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
14 Sep 2022
Is an Executive Officer? (Yes / No)
No
Capacity
FIRST VICE PRESIDENT, BRANCH MANAGER
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
14 Sep 2022
Is an Executive Officer? (Yes / No)
No
Capacity
FIRST VICE PRESIDENT, BRANCH MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
SFC CE number
AAJ165
Business Address
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 14 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
Since 14 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jul 2021 - 02 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jul 2021 - 02 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2020 - 18 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jan 2020 - 18 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Dec 2017 - 01 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
28 Dec 2017 - 01 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2012 - 02 Nov 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MOK, KAI CHEUNG
:
Chinese Name of Relevant Individual
莫介祥
:
HKMA Registration Number
AF8001
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
14 Sep 2022
No
FIRST VICE PRESIDENT, BRANCH MANAGER
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
14 Sep 2022
No
FIRST VICE PRESIDENT, BRANCH MANAGER
Name of Registered Institution
SFC CE number
Business Address
BANK OF EAST ASIA, LIMITED (THE)
AAJ165
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8001
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
Since 14 Sep 2022
No
AF8001
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
Since 14 Sep 2022
No
AF8001
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Jul 2021 - 02 Aug 2022
No
AF8001
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Jul 2021 - 02 Aug 2022
No
AF8001
DAH SING BANK, LIMITED
Type 1: dealing in securities
14 Jan 2020 - 18 Jul 2021
No
AF8001
DAH SING BANK, LIMITED
Type 4: advising on securities
14 Jan 2020 - 18 Jul 2021
No
AF8001
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
28 Dec 2017 - 01 Jan 2020
No
AF8001
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
28 Dec 2017 - 01 Jan 2020
No
AF8001
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Nov 2012 - 02 Nov 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.