Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KOBAYASHI, JANNE TAKAMITSU
Chinese Name of Relevant Individual
HKMA Registration Number
AF8008
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
15 May 2017 - 18 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
15 May 2017 - 18 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
15 May 2017 - 18 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Apr 2017 - 22 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
19 Apr 2017 - 22 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
19 Apr 2017 - 22 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Feb 2017 - 01 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
24 Feb 2017 - 01 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
24 Feb 2017 - 01 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jul 2016 - 30 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jul 2016 - 30 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
27 Jul 2016 - 30 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Nov 2012 - 13 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
02 Nov 2012 - 13 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
02 Nov 2012 - 13 Apr 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KOBAYASHI, JANNE TAKAMITSU
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF8008
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8008
UBS AG
Type 1: dealing in securities
15 May 2017 - 18 May 2017
No
AF8008
UBS AG
Type 4: advising on securities
15 May 2017 - 18 May 2017
No
AF8008
UBS AG
Type 6: advising on corporate finance
15 May 2017 - 18 May 2017
No
AF8008
UBS AG
Type 1: dealing in securities
19 Apr 2017 - 22 Apr 2017
No
AF8008
UBS AG
Type 4: advising on securities
19 Apr 2017 - 22 Apr 2017
No
AF8008
UBS AG
Type 6: advising on corporate finance
19 Apr 2017 - 22 Apr 2017
No
AF8008
UBS AG
Type 1: dealing in securities
24 Feb 2017 - 01 Mar 2017
No
AF8008
UBS AG
Type 4: advising on securities
24 Feb 2017 - 01 Mar 2017
No
AF8008
UBS AG
Type 6: advising on corporate finance
24 Feb 2017 - 01 Mar 2017
No
AF8008
UBS AG
Type 1: dealing in securities
27 Jul 2016 - 30 Jul 2016
No
AF8008
UBS AG
Type 4: advising on securities
27 Jul 2016 - 30 Jul 2016
No
AF8008
UBS AG
Type 6: advising on corporate finance
27 Jul 2016 - 30 Jul 2016
No
AF8008
UBS AG
Type 1: dealing in securities
02 Nov 2012 - 13 Apr 2016
No
AF8008
UBS AG
Type 4: advising on securities
02 Nov 2012 - 13 Apr 2016
No
AF8008
UBS AG
Type 6: advising on corporate finance
02 Nov 2012 - 13 Apr 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.