Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, RONGYI
Chinese Name of Relevant Individual
李鎔伊
HKMA Registration Number
AF8018
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Apr 2019 - 25 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Apr 2019 - 25 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Nov 2012 - 22 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Nov 2012 - 22 Oct 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, RONGYI
:
Chinese Name of Relevant Individual
李鎔伊
:
HKMA Registration Number
AF8018
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8018
BANCO SANTANDER, S.A.
Type 1: dealing in securities
16 Apr 2019 - 25 Aug 2025
No
AF8018
BANCO SANTANDER, S.A.
Type 4: advising on securities
16 Apr 2019 - 25 Aug 2025
No
AF8018
WING LUNG BANK LIMITED
Type 1: dealing in securities
03 Nov 2012 - 22 Oct 2014
No
AF8018
WING LUNG BANK LIMITED
Type 4: advising on securities
03 Nov 2012 - 22 Oct 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.