Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSUI, WAI CHUNG
Chinese Name of Relevant Individual
徐偉忠
HKMA Registration Number
AF8034
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
04 Feb 2025
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF FUNDING & INVESTMENT
Remarks
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
04 Feb 2025
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF FUNDING & INVESTMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
SFC CE number
AAJ281
Business Address
SHANGHAI COMMERCIAL BANK TOWER, 12 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 11 Nov 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 11 Nov 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Feb 2025 - 10 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Feb 2025 - 10 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jun 2015 - 19 Jan 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jun 2015 - 19 Jan 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Nov 2012 - 25 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 4: advising on securities
Effective Period
03 Nov 2012 - 25 Jun 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSUI, WAI CHUNG
:
Chinese Name of Relevant Individual
徐偉忠
:
HKMA Registration Number
AF8034
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
04 Feb 2025
Yes
HEAD OF FUNDING & INVESTMENT
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
04 Feb 2025
Yes
HEAD OF FUNDING & INVESTMENT
Name of Registered Institution
SFC CE number
Business Address
SHANGHAI COMMERCIAL BANK LIMITED
AAJ281
SHANGHAI COMMERCIAL BANK TOWER, 12 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8034
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
Since 11 Nov 2025
Yes
AF8034
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
Since 11 Nov 2025
Yes
AF8034
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
04 Feb 2025 - 10 Nov 2025
No
AF8034
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
04 Feb 2025 - 10 Nov 2025
No
AF8034
BANK OF MONTREAL
Type 1: dealing in securities
26 Jun 2015 - 19 Jan 2024
Yes
AF8034
BANK OF MONTREAL
Type 4: advising on securities
26 Jun 2015 - 19 Jan 2024
Yes
AF8034
BANK OF MONTREAL
Type 1: dealing in securities
03 Nov 2012 - 25 Jun 2015
No
AF8034
BANK OF MONTREAL
Type 4: advising on securities
03 Nov 2012 - 25 Jun 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.