Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAK, YIU MAN KELVIN
Chinese Name of Relevant Individual
翟耀文
HKMA Registration Number
AF8097
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Oct 2023 - 30 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Oct 2023 - 30 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Dec 2021 - 31 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Dec 2021 - 31 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Dec 2021 - 31 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
03 Dec 2021 - 31 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Nov 2012 - 20 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Nov 2012 - 20 Jan 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAK, YIU MAN KELVIN
:
Chinese Name of Relevant Individual
翟耀文
:
HKMA Registration Number
AF8097
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8097
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Oct 2023 - 30 Dec 2024
No
AF8097
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Oct 2023 - 30 Dec 2024
No
AF8097
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
03 Dec 2021 - 31 Mar 2023
No
AF8097
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
03 Dec 2021 - 31 Mar 2023
No
AF8097
CITIBANK, N.A.
Type 1: dealing in securities
03 Dec 2021 - 31 Mar 2023
No
AF8097
CITIBANK, N.A.
Type 4: advising on securities
03 Dec 2021 - 31 Mar 2023
No
AF8097
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Nov 2012 - 20 Jan 2016
No
AF8097
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
09 Nov 2012 - 20 Jan 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.