Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAW, KING TO
Chinese Name of Relevant Individual
羅敬韜
HKMA Registration Number
AF8103
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jul 2023 - 01 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jul 2023 - 01 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Sep 2014 - 19 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
19 Sep 2014 - 19 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Nov 2012 - 15 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Nov 2012 - 15 Aug 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAW, KING TO
:
Chinese Name of Relevant Individual
羅敬韜
:
HKMA Registration Number
AF8103
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8103
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
12 Jul 2023 - 01 Jun 2026
No
AF8103
BANK OF SINGAPORE LIMITED
Type 4: advising on securities
12 Jul 2023 - 01 Jun 2026
No
AF8103
CREDIT SUISSE AG
Type 1: dealing in securities
19 Sep 2014 - 19 May 2023
No
AF8103
CREDIT SUISSE AG
Type 4: advising on securities
19 Sep 2014 - 19 May 2023
No
AF8103
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Nov 2012 - 15 Aug 2014
No
AF8103
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Nov 2012 - 15 Aug 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.