Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHENG, PONG SHING
Chinese Name of Relevant Individual
鄭邦盛
HKMA Registration Number
AF8115
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
05 Nov 2019
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, FINANCIAL MARKETS
Remarks
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
05 Nov 2019
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, FINANCIAL MARKETS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
SFC CE number
AUD728
Business Address
ROOMS 01-02, 12-16, 37/F & 40/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 05 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 05 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Aug 2014 - 26 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Aug 2014 - 26 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Nov 2012 - 05 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
10 Nov 2012 - 05 Apr 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHENG, PONG SHING
:
Chinese Name of Relevant Individual
鄭邦盛
:
HKMA Registration Number
AF8115
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA MINSHENG BANKING CORP., LTD.
Type 1: dealing in securities
05 Nov 2019
No
RELATIONSHIP MANAGER, FINANCIAL MARKETS
CHINA MINSHENG BANKING CORP., LTD.
Type 4: advising on securities
05 Nov 2019
No
RELATIONSHIP MANAGER, FINANCIAL MARKETS
Name of Registered Institution
SFC CE number
Business Address
CHINA MINSHENG BANKING CORP., LTD.
AUD728
ROOMS 01-02, 12-16, 37/F & 40/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8115
CHINA MINSHENG BANKING CORP., LTD.
Type 1: dealing in securities
Since 05 Nov 2019
No
AF8115
CHINA MINSHENG BANKING CORP., LTD.
Type 4: advising on securities
Since 05 Nov 2019
No
AF8115
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
19 Aug 2014 - 26 Dec 2017
No
AF8115
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
19 Aug 2014 - 26 Dec 2017
No
AF8115
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
10 Nov 2012 - 05 Apr 2014
No
AF8115
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
10 Nov 2012 - 05 Apr 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.