Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SU, SHENGTONG
Chinese Name of Relevant Individual
蘇聖瞳
HKMA Registration Number
AF8159
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Sep 2014 - 08 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Sep 2014 - 08 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 May 2014 - 10 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 May 2014 - 10 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Nov 2012 - 06 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Nov 2012 - 06 May 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SU, SHENGTONG
:
Chinese Name of Relevant Individual
蘇聖瞳
:
HKMA Registration Number
AF8159
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8159
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
25 Sep 2014 - 08 Dec 2016
No
AF8159
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
25 Sep 2014 - 08 Dec 2016
No
AF8159
WING LUNG BANK LIMITED
Type 1: dealing in securities
09 May 2014 - 10 Jul 2014
No
AF8159
WING LUNG BANK LIMITED
Type 4: advising on securities
09 May 2014 - 10 Jul 2014
No
AF8159
WING LUNG BANK LIMITED
Type 1: dealing in securities
16 Nov 2012 - 06 May 2014
No
AF8159
WING LUNG BANK LIMITED
Type 4: advising on securities
16 Nov 2012 - 06 May 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.