Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MAK, TIK CHI
Chinese Name of Relevant Individual
麥廸芝
HKMA Registration Number
AF8168
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
24 Feb 2017
Is an Executive Officer? (Yes / No)
No
Capacity
PRODUCT MANAGER - INVESTMENT, TREASURES
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
24 Feb 2017
Is an Executive Officer? (Yes / No)
No
Capacity
PRODUCT MANAGER - INVESTMENT, TREASURES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 24 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 24 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Sep 2015 - 12 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Sep 2015 - 12 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Apr 2013 - 20 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Nov 2012 - 20 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
16 Nov 2012 - 20 Oct 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MAK, TIK CHI
:
Chinese Name of Relevant Individual
麥廸芝
:
HKMA Registration Number
AF8168
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Feb 2017
No
PRODUCT MANAGER - INVESTMENT, TREASURES
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
24 Feb 2017
No
PRODUCT MANAGER - INVESTMENT, TREASURES
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8168
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 24 Feb 2017
No
AF8168
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 24 Feb 2017
No
AF8168
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
19 Sep 2015 - 12 Feb 2017
No
AF8168
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
19 Sep 2015 - 12 Feb 2017
No
AF8168
HANG SENG BANK, LIMITED
Type 4: advising on securities
05 Apr 2013 - 20 Oct 2013
No
AF8168
HANG SENG BANK, LIMITED
Type 1: dealing in securities
16 Nov 2012 - 20 Oct 2013
No
AF8168
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
16 Nov 2012 - 20 Oct 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.