Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MAK, KA HONG
Chinese Name of Relevant Individual
麥家康
HKMA Registration Number
AF8169
Other HKMA Registration Number(s)
AF1239
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 16 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
Since 16 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 May 2020 - 23 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 May 2020 - 23 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
15 May 2020 - 23 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jan 2019 - 19 Feb 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jan 2019 - 19 Feb 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jul 2017 - 28 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jul 2017 - 28 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
17 Jul 2017 - 28 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Apr 2016 - 15 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Apr 2016 - 15 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Oct 2013 - 14 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Oct 2013 - 14 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Nov 2012 - 10 Sep 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 21
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MAK, KA HONG
:
Chinese Name of Relevant Individual
麥家康
:
HKMA Registration Number
AF8169
:
Other HKMA Registration Number(s)
AF1239
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF1239
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
Since 16 Jan 2026
No
AF1239
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
Since 16 Jan 2026
No
AF1239
HANG SENG BANK, LIMITED
Type 1: dealing in securities
15 May 2020 - 23 Dec 2025
No
AF1239
HANG SENG BANK, LIMITED
Type 4: advising on securities
15 May 2020 - 23 Dec 2025
No
AF1239
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
15 May 2020 - 23 Dec 2025
No
AF1239
DAH SING BANK, LIMITED
Type 1: dealing in securities
17 Jan 2019 - 19 Feb 2020
No
AF1239
DAH SING BANK, LIMITED
Type 4: advising on securities
17 Jan 2019 - 19 Feb 2020
No
AF1239
HANG SENG BANK, LIMITED
Type 1: dealing in securities
17 Jul 2017 - 28 Jun 2018
No
AF1239
HANG SENG BANK, LIMITED
Type 4: advising on securities
17 Jul 2017 - 28 Jun 2018
No
AF1239
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
17 Jul 2017 - 28 Jun 2018
No
AF1239
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
19 Apr 2016 - 15 Feb 2017
No
AF1239
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
19 Apr 2016 - 15 Feb 2017
No
AF1239
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
17 Oct 2013 - 14 Mar 2016
No
AF1239
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
17 Oct 2013 - 14 Mar 2016
No
AF8169
HANG SENG BANK, LIMITED
Type 1: dealing in securities
16 Nov 2012 - 10 Sep 2013
No
AF8169
HANG SENG BANK, LIMITED
Type 4: advising on securities
16 Nov 2012 - 10 Sep 2013
No
AF8169
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
16 Nov 2012 - 10 Sep 2013
No
AF1239
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
09 Feb 2012 - 17 Jun 2012
No
AF1239
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
09 Feb 2012 - 17 Jun 2012
No
AF1239
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
26 May 2011 - 18 Dec 2011
No
AF1239
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 May 2011 - 18 Dec 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.