Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TANG, WING YAN
Chinese Name of Relevant Individual
鄧穎欣
HKMA Registration Number
AF8195
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Apr 2016 - 12 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Apr 2016 - 12 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Nov 2014 - 14 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
14 Nov 2014 - 14 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Sep 2013 - 12 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Nov 2012 - 12 May 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TANG, WING YAN
:
Chinese Name of Relevant Individual
鄧穎欣
:
HKMA Registration Number
AF8195
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8195
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
28 Apr 2016 - 12 Nov 2017
No
AF8195
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
28 Apr 2016 - 12 Nov 2017
No
AF8195
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
14 Nov 2014 - 14 Mar 2016
No
AF8195
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
14 Nov 2014 - 14 Mar 2016
No
AF8195
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
20 Sep 2013 - 12 May 2014
No
AF8195
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
20 Nov 2012 - 12 May 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.