Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
BUTT, HOI SHAN
Chinese Name of Relevant Individual
畢凱珊
HKMA Registration Number
AF8197
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jun 2015 - 15 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PUBLIC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Nov 2013 - 11 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Nov 2012 - 14 Aug 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
BUTT, HOI SHAN
:
Chinese Name of Relevant Individual
畢凱珊
:
HKMA Registration Number
AF8197
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8197
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
16 Jun 2015 - 15 Jan 2016
No
AF8197
PUBLIC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Nov 2013 - 11 Feb 2014
No
AF8197
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
20 Nov 2012 - 14 Aug 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
