Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, YEE LUT
Chinese Name of Relevant Individual
吳爾聿
HKMA Registration Number
AF8207
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Apr 2020 - 16 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Apr 2020 - 16 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
07 Apr 2020 - 16 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Nov 2012 - 24 Jan 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, YEE LUT
:
Chinese Name of Relevant Individual
吳爾聿
:
HKMA Registration Number
AF8207
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8207
HANG SENG BANK, LIMITED
Type 1: dealing in securities
07 Apr 2020 - 16 Aug 2024
No
AF8207
HANG SENG BANK, LIMITED
Type 4: advising on securities
07 Apr 2020 - 16 Aug 2024
No
AF8207
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
07 Apr 2020 - 16 Aug 2024
No
AF8207
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
20 Nov 2012 - 24 Jan 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.