Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, TAK CHEUNG
Chinese Name of Relevant Individual
吳德章
HKMA Registration Number
AF8209
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jan 2016 - 10 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jan 2016 - 10 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Sep 2015 - 10 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
11 Sep 2015 - 10 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Apr 2014 - 15 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
18 Apr 2014 - 15 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Nov 2012 - 25 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Nov 2012 - 25 Mar 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, TAK CHEUNG
:
Chinese Name of Relevant Individual
吳德章
:
HKMA Registration Number
AF8209
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8209
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
19 Jan 2016 - 10 Apr 2016
No
AF8209
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
19 Jan 2016 - 10 Apr 2016
No
AF8209
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
11 Sep 2015 - 10 Nov 2015
No
AF8209
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
11 Sep 2015 - 10 Nov 2015
No
AF8209
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
18 Apr 2014 - 15 Jul 2015
No
AF8209
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
18 Apr 2014 - 15 Jul 2015
No
AF8209
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
20 Nov 2012 - 25 Mar 2014
No
AF8209
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
20 Nov 2012 - 25 Mar 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.