Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, KAM LING ERICA
Chinese Name of Relevant Individual
何錦玲
HKMA Registration Number
AF8210
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jul 2021 - 04 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jul 2021 - 04 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Apr 2018 - 18 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Apr 2018 - 18 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Nov 2012 - 31 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Nov 2012 - 31 Aug 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, KAM LING ERICA
:
Chinese Name of Relevant Individual
何錦玲
:
HKMA Registration Number
AF8210
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8210
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
16 Jul 2021 - 04 Jun 2023
No
AF8210
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
16 Jul 2021 - 04 Jun 2023
No
AF8210
HANG SENG BANK, LIMITED
Type 1: dealing in securities
23 Apr 2018 - 18 Dec 2019
No
AF8210
HANG SENG BANK, LIMITED
Type 4: advising on securities
23 Apr 2018 - 18 Dec 2019
No
AF8210
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
20 Nov 2012 - 31 Aug 2017
No
AF8210
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
20 Nov 2012 - 31 Aug 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
