Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, CHING YIN JUDY
Chinese Name of Relevant Individual
劉靜姸
HKMA Registration Number
AF8212
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Sep 2013 - 15 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
02 Sep 2013 - 15 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 9: asset management
Effective Period
02 Sep 2013 - 18 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Nov 2012 - 14 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
20 Nov 2012 - 14 Jun 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, CHING YIN JUDY
:
Chinese Name of Relevant Individual
劉靜姸
:
HKMA Registration Number
AF8212
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8212
ABN AMRO BANK N.V.
Type 1: dealing in securities
02 Sep 2013 - 15 Dec 2014
No
AF8212
ABN AMRO BANK N.V.
Type 4: advising on securities
02 Sep 2013 - 15 Dec 2014
No
AF8212
ABN AMRO BANK N.V.
Type 9: asset management
02 Sep 2013 - 18 May 2014
No
AF8212
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
20 Nov 2012 - 14 Jun 2013
No
AF8212
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
20 Nov 2012 - 14 Jun 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.