Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, KA KIT
Chinese Name of Relevant Individual
吳家傑
HKMA Registration Number
AF8220
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
09 Jul 2018
Is an Executive Officer? (Yes / No)
No
Capacity
EXECUTIVE DIRECTOR, PRIVATE WEALTH MANAGEMENT
Remarks
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
First date of engagement
09 Jul 2018
Is an Executive Officer? (Yes / No)
No
Capacity
EXECUTIVE DIRECTOR, PRIVATE WEALTH MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
SFC CE number
BDM672
Business Address
LEVEL 31, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 09 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
Since 09 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2016 - 12 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2016 - 12 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Apr 2014 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
18 Apr 2014 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE BANK & TRUST
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Nov 2012 - 15 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE BANK & TRUST
Regulated Activity
Type 4: advising on securities
Effective Period
22 Nov 2012 - 15 Apr 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, KA KIT
:
Chinese Name of Relevant Individual
吳家傑
:
HKMA Registration Number
AF8220
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
09 Jul 2018
No
EXECUTIVE DIRECTOR, PRIVATE WEALTH MANAGEMENT
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
09 Jul 2018
No
EXECUTIVE DIRECTOR, PRIVATE WEALTH MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
MORGAN STANLEY BANK ASIA LIMITED
BDM672
LEVEL 31, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8220
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
Since 09 Jul 2018
No
AF8220
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
Since 09 Jul 2018
No
AF8220
BNP PARIBAS
Type 1: dealing in securities
30 Sep 2016 - 12 Jun 2018
No
AF8220
BNP PARIBAS
Type 4: advising on securities
30 Sep 2016 - 12 Jun 2018
No
AF8220
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
18 Apr 2014 - 30 Sep 2016
No
AF8220
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
18 Apr 2014 - 30 Sep 2016
No
AF8220
SOCIETE GENERALE BANK & TRUST
Type 1: dealing in securities
22 Nov 2012 - 15 Apr 2014
No
AF8220
SOCIETE GENERALE BANK & TRUST
Type 4: advising on securities
22 Nov 2012 - 15 Apr 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.