Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SO, LING YAT
Chinese Name of Relevant Individual
蘇靈逸
HKMA Registration Number
AF8270
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
PUBLIC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Aug 2016 - 12 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Nov 2013 - 15 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Nov 2013 - 15 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Nov 2012 - 05 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Nov 2012 - 05 Nov 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SO, LING YAT
:
Chinese Name of Relevant Individual
蘇靈逸
:
HKMA Registration Number
AF8270
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8270
PUBLIC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Aug 2016 - 12 Oct 2016
No
AF8270
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Nov 2013 - 15 Oct 2015
No
AF8270
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Nov 2013 - 15 Oct 2015
No
AF8270
WING LUNG BANK LIMITED
Type 1: dealing in securities
27 Nov 2012 - 05 Nov 2013
No
AF8270
WING LUNG BANK LIMITED
Type 4: advising on securities
27 Nov 2012 - 05 Nov 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.