Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SIM, XINYI CHERYL
Chinese Name of Relevant Individual
HKMA Registration Number
AF8286
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Oct 2014 - 10 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Apr 2014 - 02 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Aug 2013 - 24 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
30 May 2013 - 02 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Nov 2012 - 30 Nov 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SIM, XINYI CHERYL
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF8286
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8286
BARCLAYS BANK PLC
Type 1: dealing in securities
07 Oct 2014 - 10 Oct 2014
No
AF8286
BARCLAYS BANK PLC
Type 1: dealing in securities
30 Apr 2014 - 02 May 2014
No
AF8286
BARCLAYS BANK PLC
Type 1: dealing in securities
21 Aug 2013 - 24 Aug 2013
No
AF8286
BARCLAYS BANK PLC
Type 1: dealing in securities
30 May 2013 - 02 Jun 2013
No
AF8286
BARCLAYS BANK PLC
Type 1: dealing in securities
28 Nov 2012 - 30 Nov 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
