Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LO, HOI TING
Chinese Name of Relevant Individual
盧凱婷
HKMA Registration Number
AF8295
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jun 2018 - 08 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
28 Jun 2018 - 08 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Oct 2015 - 18 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
31 Oct 2015 - 18 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 May 2015 - 11 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 May 2015 - 11 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Feb 2014 - 08 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Feb 2014 - 08 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Nov 2012 - 01 Jan 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
29 Nov 2012 - 01 Jan 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LO, HOI TING
:
Chinese Name of Relevant Individual
盧凱婷
:
HKMA Registration Number
AF8295
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8295
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
28 Jun 2018 - 08 Oct 2021
No
AF8295
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
28 Jun 2018 - 08 Oct 2021
No
AF8295
CREDIT SUISSE AG
Type 1: dealing in securities
31 Oct 2015 - 18 May 2018
No
AF8295
CREDIT SUISSE AG
Type 4: advising on securities
31 Oct 2015 - 18 May 2018
No
AF8295
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 May 2015 - 11 Aug 2015
No
AF8295
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 May 2015 - 11 Aug 2015
No
AF8295
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Feb 2014 - 08 Apr 2015
No
AF8295
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Feb 2014 - 08 Apr 2015
No
AF8295
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
29 Nov 2012 - 01 Jan 2014
No
AF8295
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
29 Nov 2012 - 01 Jan 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.