Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WANG, LE
Chinese Name of Relevant Individual
王樂
HKMA Registration Number
AF8300
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
GOLDMAN SACHS ASIA BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Aug 2018
Is an Executive Officer? (Yes / No)
No
Capacity
EXECUTIVE DIRECTOR
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
GOLDMAN SACHS ASIA BANK LIMITED
SFC CE number
BEJ069
Business Address
68/F, CHEUNG KONG CENTER, 2 QUEEN'S ROAD CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
GOLDMAN SACHS ASIA BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 01 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jun 2017 - 31 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jun 2017 - 31 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Nov 2012 - 24 May 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WANG, LE
:
Chinese Name of Relevant Individual
王樂
:
HKMA Registration Number
AF8300
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
GOLDMAN SACHS ASIA BANK LIMITED
Type 1: dealing in securities
01 Aug 2018
No
EXECUTIVE DIRECTOR
Name of Registered Institution
SFC CE number
Business Address
GOLDMAN SACHS ASIA BANK LIMITED
BEJ069
68/F, CHEUNG KONG CENTER, 2 QUEEN'S ROAD CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8300
GOLDMAN SACHS ASIA BANK LIMITED
Type 1: dealing in securities
Since 01 Aug 2018
No
AF8300
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Jun 2017 - 31 May 2018
No
AF8300
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 Jun 2017 - 31 May 2018
No
AF8300
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
29 Nov 2012 - 24 May 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
