Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FUNG, CHUNG CHI
Chinese Name of Relevant Individual
馮頌慈
HKMA Registration Number
AF8312
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Feb 2017 - 02 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
21 Feb 2017 - 02 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Nov 2014 - 15 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
14 Nov 2014 - 15 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COUTTS & CO AG
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Nov 2012 - 13 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COUTTS & CO AG
Regulated Activity
Type 4: advising on securities
Effective Period
30 Nov 2012 - 13 Mar 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FUNG, CHUNG CHI
:
Chinese Name of Relevant Individual
馮頌慈
:
HKMA Registration Number
AF8312
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8312
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
21 Feb 2017 - 02 Apr 2024
No
AF8312
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
21 Feb 2017 - 02 Apr 2024
No
AF8312
CREDIT SUISSE AG
Type 1: dealing in securities
14 Nov 2014 - 15 Jul 2016
No
AF8312
CREDIT SUISSE AG
Type 4: advising on securities
14 Nov 2014 - 15 Jul 2016
No
AF8312
COUTTS & CO AG
Type 1: dealing in securities
30 Nov 2012 - 13 Mar 2013
No
AF8312
COUTTS & CO AG
Type 4: advising on securities
30 Nov 2012 - 13 Mar 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.