Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HUNG, WAI MAN
Chinese Name of Relevant Individual
洪惠民
HKMA Registration Number
AF8315
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Apr 2015 - 30 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Apr 2015 - 30 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 May 2014 - 17 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
10 May 2014 - 17 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Nov 2012 - 21 Apr 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
30 Nov 2012 - 21 Apr 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HUNG, WAI MAN
:
Chinese Name of Relevant Individual
洪惠民
:
HKMA Registration Number
AF8315
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8315
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
11 Apr 2015 - 30 Apr 2018
No
AF8315
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
11 Apr 2015 - 30 Apr 2018
No
AF8315
CTBC BANK CO., LTD.
Type 1: dealing in securities
10 May 2014 - 17 Feb 2015
No
AF8315
CTBC BANK CO., LTD.
Type 4: advising on securities
10 May 2014 - 17 Feb 2015
No
AF8315
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
30 Nov 2012 - 21 Apr 2013
No
AF8315
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
30 Nov 2012 - 21 Apr 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.