Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAW, YUK MUI
Chinese Name of Relevant Individual
羅旭梅
HKMA Registration Number
AF8335
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Oct 2017 - 30 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
13 Oct 2017 - 30 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Oct 2017 - 27 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Oct 2016 - 28 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Oct 2016 - 28 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Nov 2015 - 04 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Nov 2015 - 04 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Jan 2013 - 13 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Dec 2012 - 13 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
03 Dec 2012 - 13 Sep 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAW, YUK MUI
:
Chinese Name of Relevant Individual
羅旭梅
:
HKMA Registration Number
AF8335
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8335
HANG SENG BANK, LIMITED
Type 1: dealing in securities
13 Oct 2017 - 30 May 2022
No
AF8335
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
13 Oct 2017 - 30 May 2022
No
AF8335
HANG SENG BANK, LIMITED
Type 4: advising on securities
13 Oct 2017 - 27 Mar 2018
No
AF8335
DAH SING BANK, LIMITED
Type 1: dealing in securities
29 Oct 2016 - 28 Jul 2017
No
AF8335
DAH SING BANK, LIMITED
Type 4: advising on securities
29 Oct 2016 - 28 Jul 2017
No
AF8335
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
04 Nov 2015 - 04 Sep 2016
No
AF8335
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
04 Nov 2015 - 04 Sep 2016
No
AF8335
HANG SENG BANK, LIMITED
Type 4: advising on securities
31 Jan 2013 - 13 Sep 2015
No
AF8335
HANG SENG BANK, LIMITED
Type 1: dealing in securities
03 Dec 2012 - 13 Sep 2015
No
AF8335
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
03 Dec 2012 - 13 Sep 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.