Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHOU, PEI SHEN
Chinese Name of Relevant Individual
周沛生
HKMA Registration Number
AF8349
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Feb 2017 - 23 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
14 Feb 2017 - 23 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
14 Feb 2017 - 23 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Dec 2012 - 20 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
04 Dec 2012 - 20 Nov 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHOU, PEI SHEN
:
Chinese Name of Relevant Individual
周沛生
:
HKMA Registration Number
AF8349
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8349
UBS AG
Type 1: dealing in securities
14 Feb 2017 - 23 Oct 2019
No
AF8349
UBS AG
Type 4: advising on securities
14 Feb 2017 - 23 Oct 2019
No
AF8349
UBS AG
Type 6: advising on corporate finance
14 Feb 2017 - 23 Oct 2019
No
AF8349
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
04 Dec 2012 - 20 Nov 2016
No
AF8349
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
04 Dec 2012 - 20 Nov 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.