Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAN, LEI
Chinese Name of Relevant Individual
HKMA Registration Number
AF8351
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jun 2018 - 08 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jun 2018 - 08 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Mar 2018 - 05 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Mar 2018 - 05 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Aug 2017 - 25 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
23 Aug 2017 - 25 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jun 2017 - 09 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jun 2017 - 09 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Aug 2016 - 22 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
20 Aug 2016 - 22 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jun 2016 - 30 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jun 2016 - 30 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jan 2014 - 17 Jan 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jan 2014 - 17 Jan 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
21 May 2013 - 24 May 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 20
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAN, LEI
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF8351
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8351
CITIBANK, N.A.
Type 1: dealing in securities
01 Jun 2018 - 08 Jun 2018
No
AF8351
CITIBANK, N.A.
Type 4: advising on securities
01 Jun 2018 - 08 Jun 2018
No
AF8351
CITIBANK, N.A.
Type 1: dealing in securities
01 Mar 2018 - 05 Mar 2018
No
AF8351
CITIBANK, N.A.
Type 4: advising on securities
01 Mar 2018 - 05 Mar 2018
No
AF8351
CITIBANK, N.A.
Type 1: dealing in securities
23 Aug 2017 - 25 Aug 2017
No
AF8351
CITIBANK, N.A.
Type 4: advising on securities
23 Aug 2017 - 25 Aug 2017
No
AF8351
CITIBANK, N.A.
Type 1: dealing in securities
06 Jun 2017 - 09 Jun 2017
No
AF8351
CITIBANK, N.A.
Type 4: advising on securities
06 Jun 2017 - 09 Jun 2017
No
AF8351
CITIBANK, N.A.
Type 1: dealing in securities
20 Aug 2016 - 22 Aug 2016
No
AF8351
CITIBANK, N.A.
Type 4: advising on securities
20 Aug 2016 - 22 Aug 2016
No
AF8351
CITIBANK, N.A.
Type 1: dealing in securities
24 Jun 2016 - 30 Jun 2016
No
AF8351
CITIBANK, N.A.
Type 4: advising on securities
24 Jun 2016 - 30 Jun 2016
No
AF8351
CITIBANK, N.A.
Type 1: dealing in securities
15 Jan 2014 - 17 Jan 2014
No
AF8351
CITIBANK, N.A.
Type 4: advising on securities
15 Jan 2014 - 17 Jan 2014
No
AF8351
CITIBANK, N.A.
Type 1: dealing in securities
21 May 2013 - 24 May 2013
No
AF8351
CITIBANK, N.A.
Type 4: advising on securities
21 May 2013 - 24 May 2013
No
AF8351
CITIBANK, N.A.
Type 1: dealing in securities
25 Jan 2013 - 02 Feb 2013
No
AF8351
CITIBANK, N.A.
Type 4: advising on securities
25 Jan 2013 - 02 Feb 2013
No
AF8351
CITIBANK, N.A.
Type 1: dealing in securities
04 Dec 2012 - 07 Dec 2012
No
AF8351
CITIBANK, N.A.
Type 4: advising on securities
04 Dec 2012 - 07 Dec 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.