Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, LORRAINE SIEN-YUE
Chinese Name of Relevant Individual
林倩如
HKMA Registration Number
AF8394
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jul 2017 - 07 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
31 Jul 2017 - 07 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Dec 2012 - 11 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
08 Dec 2012 - 11 Mar 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, LORRAINE SIEN-YUE
:
Chinese Name of Relevant Individual
林倩如
:
HKMA Registration Number
AF8394
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8394
ROYAL BANK OF CANADA
Type 1: dealing in securities
31 Jul 2017 - 07 Sep 2020
No
AF8394
ROYAL BANK OF CANADA
Type 4: advising on securities
31 Jul 2017 - 07 Sep 2020
No
AF8394
CREDIT SUISSE AG
Type 1: dealing in securities
08 Dec 2012 - 11 Mar 2014
No
AF8394
CREDIT SUISSE AG
Type 4: advising on securities
08 Dec 2012 - 11 Mar 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.