Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SHEETHAL KUMAR, DALPATHRAJ
Chinese Name of Relevant Individual
HKMA Registration Number
AF8400
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
20 Sep 2024
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF MANAGED SALES SPECIALISTS, JANA AND ASIA SOUTH
Remarks
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
20 Sep 2024
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF MANAGED SALES SPECIALISTS, JANA AND ASIA SOUTH
Remarks
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
First date of engagement
12 Feb 2021
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF MANAGED SALES SPECIALISTS, JANA AND ASIA SOUTH
Remarks
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
First date of engagement
12 Feb 2021
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF MANAGED SALES SPECIALISTS, JANA AND ASIA SOUTH
Remarks
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 9: asset management
First date of engagement
26 Apr 2023
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF MANAGED SALES SPECIALISTS, JANA AND ASIA SOUTH
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CITIBANK (HONG KONG) LIMITED
SFC CE number
AAY797
Business Address
CITI TOWER, ONE BAY EAST, NO. 83 HOI BUN ROAD, KWUN TONG, KOWLOON
Name of Registered Institution
CITIBANK, N.A.
SFC CE number
AAP937
Business Address
50TH FLOOR, CHAMPION TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG.
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
CITIBANK, N.A.
Effective Date
26 Nov 2024
Description
For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 12 Mar 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 12 Mar 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 26 Nov 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 26 Nov 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 9: asset management
Effective Period
Since 26 Nov 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Feb 2021 - 31 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Feb 2021 - 31 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Sep 2024 - 11 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Sep 2024 - 11 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 9: asset management
Effective Period
26 Apr 2023 - 25 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Feb 2021 - 25 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
12 Feb 2021 - 25 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Dec 2012 - 26 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Dec 2012 - 26 Oct 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SHEETHAL KUMAR, DALPATHRAJ
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF8400
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Sep 2024
Yes
HEAD OF MANAGED SALES SPECIALISTS, JANA AND ASIA SOUTH
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Sep 2024
Yes
HEAD OF MANAGED SALES SPECIALISTS, JANA AND ASIA SOUTH
CITIBANK, N.A.
Type 1: dealing in securities
12 Feb 2021
Yes
HEAD OF MANAGED SALES SPECIALISTS, JANA AND ASIA SOUTH
CITIBANK, N.A.
Type 4: advising on securities
12 Feb 2021
Yes
HEAD OF MANAGED SALES SPECIALISTS, JANA AND ASIA SOUTH
CITIBANK, N.A.
Type 9: asset management
26 Apr 2023
Yes
HEAD OF MANAGED SALES SPECIALISTS, JANA AND ASIA SOUTH
Name of Registered Institution
SFC CE number
Business Address
CITIBANK (HONG KONG) LIMITED
AAY797
CITI TOWER, ONE BAY EAST, NO. 83 HOI BUN ROAD, KWUN TONG, KOWLOON
CITIBANK, N.A.
AAP937
50TH FLOOR, CHAMPION TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG.
Registered Institution
Effective Date
Description
CITIBANK, N.A.
1
26 Nov 2024
For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8400
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 12 Mar 2025
Yes
AF8400
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 12 Mar 2025
Yes
AF8400
CITIBANK, N.A.
Type 1: dealing in securities
Since 26 Nov 2024
Yes
AF8400
CITIBANK, N.A.
Type 4: advising on securities
Since 26 Nov 2024
Yes
AF8400
CITIBANK, N.A.
Type 9: asset management
Since 26 Nov 2024
Yes
AF8400
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
12 Feb 2021 - 31 Dec 2025
No
AF8400
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
12 Feb 2021 - 31 Dec 2025
No
AF8400
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Sep 2024 - 11 Mar 2025
No
AF8400
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Sep 2024 - 11 Mar 2025
No
AF8400
CITIBANK, N.A.
Type 9: asset management
26 Apr 2023 - 25 Nov 2024
No
AF8400
CITIBANK, N.A.
Type 1: dealing in securities
12 Feb 2021 - 25 Nov 2024
No
AF8400
CITIBANK, N.A.
Type 4: advising on securities
12 Feb 2021 - 25 Nov 2024
No
AF8400
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Dec 2012 - 26 Oct 2015
No
AF8400
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Dec 2012 - 26 Oct 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.