Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YU, HONGCHEN
Chinese Name of Relevant Individual
于洪晨
HKMA Registration Number
AF8427
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Dec 2012 - 28 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
13 Dec 2012 - 28 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
13 Dec 2012 - 31 Aug 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YU, HONGCHEN
:
Chinese Name of Relevant Individual
于洪晨
:
HKMA Registration Number
AF8427
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8427
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
13 Dec 2012 - 28 Jul 2016
No
AF8427
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
13 Dec 2012 - 28 Jul 2016
No
AF8427
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
13 Dec 2012 - 31 Aug 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.