Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WAN, PUI LAM
Chinese Name of Relevant Individual
尹珮琳
HKMA Registration Number
AF8428
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Mar 2022 - 10 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Mar 2022 - 10 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2014 - 05 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2014 - 05 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Aug 2014 - 11 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Dec 2012 - 18 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Dec 2012 - 18 Jun 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WAN, PUI LAM
:
Chinese Name of Relevant Individual
尹珮琳
:
HKMA Registration Number
AF8428
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8428
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
30 Mar 2022 - 10 Sep 2024
No
AF8428
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
30 Mar 2022 - 10 Sep 2024
No
AF8428
HANG SENG BANK, LIMITED
Type 1: dealing in securities
01 Aug 2014 - 05 Sep 2021
No
AF8428
HANG SENG BANK, LIMITED
Type 4: advising on securities
01 Aug 2014 - 05 Sep 2021
No
AF8428
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
01 Aug 2014 - 11 Sep 2016
No
AF8428
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Dec 2012 - 18 Jun 2014
No
AF8428
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
13 Dec 2012 - 18 Jun 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.