Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LU, MEI YING
Chinese Name of Relevant Individual
呂美瑩
HKMA Registration Number
AF8453
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jan 2015 - 19 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jan 2015 - 19 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Dec 2012 - 12 Dec 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LU, MEI YING
:
Chinese Name of Relevant Individual
呂美瑩
:
HKMA Registration Number
AF8453
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8453
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
24 Jan 2015 - 19 May 2016
No
AF8453
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
24 Jan 2015 - 19 May 2016
No
AF8453
CREDIT AGRICOLE (SUISSE) SA
Type 1: dealing in securities
18 Dec 2012 - 12 Dec 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.