Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
AU, CHI SHING
Chinese Name of Relevant Individual

歐志成
HKMA Registration Number
AF8454
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
12 Aug 2020
Is an Executive Officer? (Yes / No)
No
Capacity
MARKETING OFFICER
Remarks
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
12 Aug 2020
Is an Executive Officer? (Yes / No)
No
Capacity
MARKETING OFFICER
Remarks
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 Jul 2016
Is an Executive Officer? (Yes / No)
No
Capacity
MARKETING OFFICER
Remarks
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
22 Jul 2016
Is an Executive Officer? (Yes / No)
No
Capacity
MARKETING OFFICER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
AU, CHI SHING
:
Chinese Name of Relevant Individual
歐志成
:
HKMA Registration Number
AF8454
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
12 Aug 2020
No
MARKETING OFFICER
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
12 Aug 2020
No
MARKETING OFFICER
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
22 Jul 2016
No
MARKETING OFFICER
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
22 Jul 2016
No
MARKETING OFFICER