Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, YUEN TAT
Chinese Name of Relevant Individual
陳源達
HKMA Registration Number
AF8466
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jul 2016 - 05 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
26 Jul 2016 - 05 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 May 2014 - 01 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
01 May 2014 - 01 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 9: asset management
Effective Period
01 May 2014 - 01 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Dec 2012 - 09 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
Effective Period
19 Dec 2012 - 09 Dec 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, YUEN TAT
:
Chinese Name of Relevant Individual
陳源達
:
HKMA Registration Number
AF8466
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8466
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 1: dealing in securities
26 Jul 2016 - 05 Feb 2018
No
AF8466
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
26 Jul 2016 - 05 Feb 2018
No
AF8466
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
01 May 2014 - 01 Feb 2015
No
AF8466
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
01 May 2014 - 01 Feb 2015
No
AF8466
BANK OF COMMUNICATIONS CO., LTD.
Type 9: asset management
01 May 2014 - 01 Feb 2015
No
AF8466
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
19 Dec 2012 - 09 Dec 2013
No
AF8466
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
19 Dec 2012 - 09 Dec 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.