Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TANG, TSZ MEI
Chinese Name of Relevant Individual
鄧紫微
HKMA Registration Number
AF8489
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
EAST WEST BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2020 - 23 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EAST WEST BANK
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2020 - 23 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Oct 2015 - 04 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
06 Oct 2015 - 04 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 9: asset management
Effective Period
06 Oct 2015 - 04 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Dec 2012 - 24 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Dec 2012 - 24 Jul 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TANG, TSZ MEI
:
Chinese Name of Relevant Individual
鄧紫微
:
HKMA Registration Number
AF8489
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8489
EAST WEST BANK
Type 1: dealing in securities
01 Aug 2020 - 23 Jul 2021
No
AF8489
EAST WEST BANK
Type 4: advising on securities
01 Aug 2020 - 23 Jul 2021
No
AF8489
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
06 Oct 2015 - 04 May 2017
No
AF8489
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
06 Oct 2015 - 04 May 2017
No
AF8489
BANK OF COMMUNICATIONS CO., LTD.
Type 9: asset management
06 Oct 2015 - 04 May 2017
No
AF8489
WING LUNG BANK LIMITED
Type 1: dealing in securities
25 Dec 2012 - 24 Jul 2015
No
AF8489
WING LUNG BANK LIMITED
Type 4: advising on securities
25 Dec 2012 - 24 Jul 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.