Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
GUPTA, PARAS
Chinese Name of Relevant Individual

HKMA Registration Number
AF8498
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 1: dealing in securities
First date of engagement
12 Dec 2017
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF INVESTMENT SERVICES, SEA AND HEAD OF DPM ASIA
Remarks
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 4: advising on securities
First date of engagement
12 Dec 2017
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF INVESTMENT SERVICES, SEA AND HEAD OF DPM ASIA
Remarks
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 9: asset management
First date of engagement
12 Dec 2017
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF INVESTMENT SERVICES, SEA AND HEAD OF DPM ASIA
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
GUPTA, PARAS
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF8498
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UNION BANCAIRE PRIVÉE, UBP SA
Type 1: dealing in securities
12 Dec 2017
No
HEAD OF INVESTMENT SERVICES, SEA AND HEAD OF DPM ASIA
UNION BANCAIRE PRIVÉE, UBP SA
Type 4: advising on securities
12 Dec 2017
No
HEAD OF INVESTMENT SERVICES, SEA AND HEAD OF DPM ASIA
UNION BANCAIRE PRIVÉE, UBP SA
Type 9: asset management
12 Dec 2017
No
HEAD OF INVESTMENT SERVICES, SEA AND HEAD OF DPM ASIA