Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PATEL, TAPAN
Chinese Name of Relevant Individual
HKMA Registration Number
AF8507
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HSBC BANK PLC
Regulated Activity
Type 1: dealing in securities
First date of engagement
20 Apr 2018
Is an Executive Officer? (Yes / No)
Yes
Capacity
AREA PREMIER RELATIONSHIP MANAGER
Remarks
Registered Institution
HSBC BANK PLC
Regulated Activity
Type 4: advising on securities
First date of engagement
20 Apr 2018
Is an Executive Officer? (Yes / No)
Yes
Capacity
AREA PREMIER RELATIONSHIP MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
HSBC BANK PLC
SFC CE number
AFJ824
Business Address
LEVEL 18, HSBC MAIN BUILDING, NO. 1 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HSBC BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 07 Jun 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
HSBC BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
Since 07 Jun 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
HSBC BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Apr 2018 - 06 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
20 Apr 2018 - 06 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jan 2013 - 12 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jan 2013 - 12 Apr 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PATEL, TAPAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF8507
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HSBC BANK PLC
Type 1: dealing in securities
20 Apr 2018
Yes
AREA PREMIER RELATIONSHIP MANAGER
HSBC BANK PLC
Type 4: advising on securities
20 Apr 2018
Yes
AREA PREMIER RELATIONSHIP MANAGER
Name of Registered Institution
SFC CE number
Business Address
HSBC BANK PLC
AFJ824
LEVEL 18, HSBC MAIN BUILDING, NO. 1 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8507
HSBC BANK PLC
Type 1: dealing in securities
Since 07 Jun 2024
Yes
AF8507
HSBC BANK PLC
Type 4: advising on securities
Since 07 Jun 2024
Yes
AF8507
HSBC BANK PLC
Type 1: dealing in securities
20 Apr 2018 - 06 Jun 2024
No
AF8507
HSBC BANK PLC
Type 4: advising on securities
20 Apr 2018 - 06 Jun 2024
No
AF8507
HSBC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Jan 2013 - 12 Apr 2018
No
AF8507
HSBC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
01 Jan 2013 - 12 Apr 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.