Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAM, LEE LEE LILY
Chinese Name of Relevant Individual
譚莉莉
HKMA Registration Number
AF8531
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Apr 2023 - 14 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Apr 2023 - 14 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Dec 2021 - 02 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Dec 2021 - 02 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2018 - 14 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Oct 2018 - 14 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Dec 2013 - 03 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jan 2013 - 05 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jan 2013 - 05 Aug 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAM, LEE LEE LILY
:
Chinese Name of Relevant Individual
譚莉莉
:
HKMA Registration Number
AF8531
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8531
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
27 Apr 2023 - 14 Oct 2024
No
AF8531
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
27 Apr 2023 - 14 Oct 2024
No
AF8531
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Dec 2021 - 02 Apr 2023
No
AF8531
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Dec 2021 - 02 Apr 2023
No
AF8531
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
10 Oct 2018 - 14 Nov 2021
No
AF8531
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
10 Oct 2018 - 14 Nov 2021
No
AF8531
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
05 Dec 2013 - 03 May 2015
No
AF8531
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
03 Jan 2013 - 05 Aug 2013
No
AF8531
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
03 Jan 2013 - 05 Aug 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.