Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
WANG, YAN
Chinese Name of Relevant Individual

王曣
HKMA Registration Number
AF8533
Other HKMA Registration Number(s)
AF1503
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
04 Jan 2013
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS AND RELATIONSHIP MANAGEMENT
Remarks
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
04 Jan 2013
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS AND RELATIONSHIP MANAGEMENT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
WANG, YAN
:
Chinese Name of Relevant Individual
王曣
:
HKMA Registration Number
AF8533
:
Other HKMA Registration Number(s)
AF1503
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
04 Jan 2013
No
BUSINESS AND RELATIONSHIP MANAGEMENT
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
04 Jan 2013
No
BUSINESS AND RELATIONSHIP MANAGEMENT