Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, MAN KIN
Chinese Name of Relevant Individual
劉文建
HKMA Registration Number
AF8579
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
04 Oct 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, CONTACT CENTRE, CONSUMER BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
04 Oct 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, CONTACT CENTRE, CONSUMER BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 04 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 04 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Mar 2025 - 25 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Mar 2025 - 25 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jul 2015 - 05 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jul 2015 - 05 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jul 2015 - 05 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jul 2015 - 05 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jul 2015 - 05 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jul 2015 - 05 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jan 2013 - 02 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jan 2013 - 02 Sep 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, MAN KIN
:
Chinese Name of Relevant Individual
劉文建
:
HKMA Registration Number
AF8579
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Oct 2025
No
SPECIALIST, CONTACT CENTRE, CONSUMER BANKING
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Oct 2025
No
SPECIALIST, CONTACT CENTRE, CONSUMER BANKING
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8579
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 04 Oct 2025
No
AF8579
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 04 Oct 2025
No
AF8579
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
26 Mar 2025 - 25 Jun 2025
No
AF8579
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
26 Mar 2025 - 25 Jun 2025
No
AF8579
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
29 Jul 2015 - 05 May 2024
No
AF8579
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
29 Jul 2015 - 05 May 2024
No
AF8579
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
17 Jul 2015 - 05 May 2024
No
AF8579
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
17 Jul 2015 - 05 May 2024
No
AF8579
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
15 Jul 2015 - 05 May 2024
No
AF8579
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
15 Jul 2015 - 05 May 2024
No
AF8579
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
08 Jan 2013 - 02 Sep 2014
No
AF8579
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
08 Jan 2013 - 02 Sep 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.